Search
LEGAL SERVICES

Regulatory & Financial Services Advisory

Our regulatory lawyers and professionals have assisted some of the world’s largest financial institutions in establishing a presence in multiple jurisdictions, and in fostering their relationship with regulators, tax and enforcement authorities.  Through our presence on a range of industry associations and working groups in the development of financial service law and policy, and our established relationship with regulatory agencies, we can readily draw on this experience to offer prompt, pointed and clear advice to help our clients determine how best to maintain compliance.
 
With a depth of experience across all regulated sectors, our regulatory financial services advisory team is positioned to address your needs and sensitivities.

Maples Group Regulatory Calendars

Voices of Authority

Contact Maples Group Professionals

Primary Contacts

Knowledge
Discover Maples Group Services

Regulatory & Financial Services Advisory

Anti-money Laundering & Counter-terrorism Financing Compliance

Our regulatory lawyers provide expert legal advice on AML and CTF compliance, including on risk management systems, KYC and customer due diligence - & more.
Learn More ⟶

Automatic Exchange of Information

Our global team provides expert legal advice on all AEOI obligations, including advising on all aspects of FATCA, the OECD's CRS, BEPS CbCR - and more.
Learn More ⟶

Regulatory Advice

We provide expert regulatory legal advice on the application of licensing laws, reporting for M&A and reorganisations, drafting client mandates - and more.
Learn More ⟶

Regulatory Enforcement

We provide expert legal advice on regulatory enforcement regarding inspections, the implications of an investigation and negotiating settlement agreements.
Learn More ⟶
Menu